DFX Intelligence

G•••••• W•••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

G•••••• W•••••• A••••

Advisor at R••••• W• B•••• • C•• I•••••••••

SALT LAKE CITY, UT

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Aug 24, 2023	n/a	yes	SALT LAKE CITY, UT	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 2, 2017	Sep 8, 2023	no	SALT LAKE CITY, UT\|BOUNTIFUL, UT\|LEHI, UT\|PARK CITY, UT\|MIDVALE, UT\|BOUNTIFUL, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R••••• W• B•••• • C•• I•••••••••	Sep 8, 2023	Aug 24, 2023	-15	Firm change	Ibd to RIA
Z•••• C•••••• A•••••••• I•••	L•• F•••••••• L••	Feb 2, 2017	Feb 2, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:8158:UT:2023-09-08	Sep 8, 2023	Aug 24, 2023	BOUNTIFUL, UT	Firm change

Relationships

Registered with (3)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Aug 24, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 2, 2017 to Sep 8, 2023factForm ADV
→ Z•••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
May 4, 2011 to Feb 2, 2017factForm ADV

Dated events

Order

Occurred
8 Sep 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 4, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.