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Advisor at STONEX ADVISORS INC.
BIRMINGHAM, AL | Murphys, CA | Citrus Heights, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | Bd affiliated wealth | Feb 15, 2024 | n/a | yes | BIRMINGHAM, AL|Citrus Heights, CA|Murphys, CA | Current employment |
| QUEST CAPITAL STRATEGIES, INC. | Former SEC adviser | Jun 19, 2013 | Dec 6, 2019 | no | MURPHYS, CA|LAGUNA HILLS, CA|LAGUNA HILLS, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Aug 2, 2010 | Jul 7, 2011 | no | Sacramento, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUEST CAPITAL STRATEGIES, INC. | STONEX ADVISORS INC. | Dec 6, 2019 | Feb 15, 2024 | 1,532 | Bulk transfer | RIA to ibd |
| MORGAN STANLEY | QUEST CAPITAL STRATEGIES, INC. | Jul 7, 2011 | Jun 19, 2013 | 713 | Firm change after gap | Other |