DFX Intelligence

I•• W••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

I•• W••••••••• L••

CRD 337939

MOUNT PLEASANT, SC

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Search this name across graphsid dfx:ria:9878da83-d60f-1026-09be-17443945b6af

Data as of Oct 16, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 0
Dated events: 2
On other graphs: 0
Observed: Jul 28, 2025 to Oct 16, 2025
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office

Relationships

No published relationship touches this entity yet.

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 16, 2025
Ria hq relocated
••• Locked
Form ADVobserved today

Show 1 bookkeeping events

Occurred
Feb 2, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9878da83-d60f-1026-09be-17443945b6af
First observed: Jul 28, 2025
Last observed: Oct 16, 2025 11 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.