DFX Intelligence

S••••• F• Z••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

S••••• F• Z••••••••

Advisor at L•• E••••••••• L••

HALES CORNERS, WI

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Search this name across graphsid dfx:ria:987a327a-c75f-3f36-3688-2ec0008ff4fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 20, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	n/a	yes	HALES CORNERS, WI	Current employment
P•••• S••••••••• L••	No RAUM reported	Jan 18, 2023	Nov 14, 2024	no	WAUWATOSA, WI\|Hales Corners, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
D•••• • A••••••••• L••	P•••• S••••••••• L••	Jan 12, 2023	Jan 18, 2023

Relationships

Registered with (5)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jan 18, 2023 to Nov 14, 2024factForm ADV
→ D•••• • A••••••••• L••Registered adviserregistration: previous registration
Jun 22, 2021 to Jan 12, 2023factForm ADV
→ U••• B•••••• I••••••••• I•••

Dated events

Occurred
Jan 12, 2023
Advisor changed firm
S••••• F• Z•••••••• left D•••• • A••••••••• L•• for P•••• S••••••••• L•• (registered 2023-01-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:987a327a-c75f-3f36-3688-2ec0008ff4fd
First observed: Aug 20, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.