DFX Intelligence

K•••• L•• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

K•••• L•• A•••••

Advisor at S••••••••• W•••••

Solon, OH | SUMMIT, NJ

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Search this name across graphsid dfx:ria:988290a1-caf4-6ffd-10b7-1ebb1e83781b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 5, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Aug 1, 2025	n/a	yes	SUMMIT, NJ\|Solon, OH	Current employment
A•••••• A•••••••• L••	State registered	Nov 22, 2017	Jul 9, 2025	no	HUDSON, OH\|BOARDMAN, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A•••••••• L••	S••••••••• W•••••	Jul 9, 2025	Aug 1, 2025	23	Firm change	Other
O••••••• A••••••• A•• F•••••••• S•••••••• L••	A•••••• A•••••••• L••	Dec 1, 2017	Nov 22, 2017

Relationships

Registered with (4)

→ S••••••••• W•••••Registered adviserregistration: current employment
Aug 1, 2025 to presentfactForm ADV
→ A•••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 22, 2017 to Jul 9, 2025factForm ADV
→ O••••••• A••••••• A•• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 17, 2014 to Dec 1, 2017factForm ADV
→ S•• A••••••• N••••••• L••Registered adviser

Dated events

Occurred
Jul 9, 2025
Advisor changed firm
K•••• L•• A••••• left A•••••• A•••••••• L•• for S••••••••• W••••• (registered 2025-08-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:988290a1-caf4-6ffd-10b7-1ebb1e83781b
First observed: Feb 5, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.