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Reading the graph
Advisor at FISHER INVESTMENTS
Tampa, FL | PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | Independent wealth | Dec 19, 2024 | n/a | yes | Tampa, FL|PLANO, TX | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 26, 2022 | Oct 17, 2024 | no | Columbus, OH|Columbus, OH|Plano, TX|Plano, TX|Columbus, OH|New Albany, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | FISHER INVESTMENTS | Oct 17, 2024 | Dec 19, 2024 | 63 | Firm change | Wirehouse to RIA |