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Advisor at J.P. MORGAN SECURITIES LLC
Woodmere, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 31, 2013 | n/a | yes | Woodmere, OH | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 1, 2009 | Nov 4, 2013 | no | PARMA, OH|BROADVIEW HTS, OH|LORAIN, OH|PARMA, OH | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 27, 2004 | Aug 24, 2009 | no | CLEVELAND, OH|INDEPENDENCE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | J.P. MORGAN SECURITIES LLC | Nov 4, 2013 | Oct 31, 2013 | -4 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | MSI FINANCIAL SERVICES, INC. | Aug 24, 2009 | Sep 1, 2009 | 8 | Firm change | Other |