A••••• L•••••

Advisor at E••••• J••••

YAKIMA, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9891caa6-91a7-3d43-4186-105440cbdc0f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 25, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Aug 2, 2019	n/a	yes	YAKIMA, WA	Current employment
F•••••••• A•••••••• I••••••••• M•••••••••	Former SEC adviser	Oct 2, 2017	Jul 18, 2019	no	Yakima, WA\|OLYMPIA, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A•••••••• I••••••••• M•••••••••	E••••• J••••	Jul 18, 2019	Aug 2, 2019	15	Firm change	RIA to ibd
W•••••• • R•••	F•••••••• A•••••••• I••••••••• M•••••••••	Jul 28, 2017	Oct 2, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
866:151298:WA:2017-07-28	Jul 28, 2017	Oct 2, 2017	YAKIMA, WA	Firm change

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: current employment
Aug 2, 2019 to presentfactForm ADV
→ F•••••••• A•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Oct 2, 2017 to Jul 18, 2019factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Aug 25, 2015 to Jul 28, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9891caa6-91a7-3d43-4186-105440cbdc0f
First observed: Aug 25, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.