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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WEST FINANCIAL STRATEGIES, INC.

CRD 118241

SANFORD, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9892a823-67bb-0def-41bb-9fcc5d7fa065

Data as of May 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 8, 2026 to May 8, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $121MItem 5.F on the latest filing (2026-05-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $121M
Private client RAUM: $118MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $60.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 318
Individual clients: 91
High net worth clients: 46
SEC number: 801-136450
CRD: 118241
Filings on the tape: 1
First filed: May 8, 2026
Latest filed: May 8, 2026
Organised: Corporation, NC
Website: westfinancialstrategies.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MILTON LEE WEST	Certified Financial Planner	SANFORD, NC	25	40	n/a	no
CHARLES FREDERICK VON CANON	Personal Financial Specialist	SANFORD, NC	24	33	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WEST, MILTON, LEE	PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	11/1996	May 8, 2026	May 8, 2026

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Relationships

Controls (1)

← WEST, MILTON, LEEOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code E, individual
May 8, 2026 to presentfactForm ADV

Registered with (2)

← CHARLES FREDERICK VON CANONAdvisorregistration: current employment
Dec 31, 2001 to presentfactForm ADV
← MILTON LEE WESTAdvisorregistration: current employment
Dec 31, 2000 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9892a823-67bb-0def-41bb-9fcc5d7fa065
First observed: May 8, 2026
Last observed: May 8, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEST FINANCIAL STRATEGIES, INC.

CRD 118241

SANFORD, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9892a823-67bb-0def-41bb-9fcc5d7fa065

Data as of May 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MILTON LEE WEST

Certified Financial Planner

SANFORD, NC

n/a

CHARLES FREDERICK VON CANON

Personal Financial Specialist

SANFORD, NC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WEST, MILTON, LEE

PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

11/1996

May 8, 2026

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%