DFX Intelligence

D••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

D••••••• A•••••••• L••

CRD 167960

LOS ALTOS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9894f86b-ba23-44fc-6322-59f4271392c0

Data as of Aug 22, 2013 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jul 1, 2013 to Aug 22, 2013
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••••• S•••••• E••••	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	Na	yes	05/2013	Jul 1, 2013	Aug 22, 2013
R••••• J•••••••• G•••••	MANAGING MEMBER	Na	yes	05/2013	Jul 1, 2013	Aug 22, 2013

Relationships

Controls (2)

← R••••• J•••••••• G•••••OwnerMANAGING MEMBER, ownership code NA, individual
Jul 1, 2013 to presentfactForm ADV
← F•••••••• S•••••• E••••OwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 1, 2013 to presentfactForm ADV

Owns (5)

← C•••••• V•••••• L••OwnerOWNER, ownership code E, individual
Jul 1, 2013 to presentfactForm ADV
← F••••••• A••••••••OwnerSILENT OWNER, ownership code B, individual

Dated events

Occurred
Jul 1, 2013
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9894f86b-ba23-44fc-6322-59f4271392c0
First observed: Jul 1, 2013
Last observed: Aug 22, 2013 159 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.