DFX Intelligence

D•••• K••••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

D•••• K••••••• H•••••

Advisor at L•••••• I•••••••••

••• Locked

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Search this name across graphsid dfx:ria:98954160-66c9-7db5-d5ac-b1740dad1958

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 19, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 27, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• I•••••••••	Independent wealth	Oct 24, 2017	n/a	yes	Fort Washington, PA\|Brownsville, OR\|North Bend, OR	Current employment
L••••• A•••••••• L••	Former SEC adviser	Aug 19, 2005	Oct 4, 2019	no	EUGENE, OR\|HARRISBURG, OR\|PALM BEACH GARDENS, FL\|EUGENE, OR\|Brownsville, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• A•••••••• L••	L•••••• I•••••••••	Oct 4, 2019	Oct 24, 2017	-710	Bulk transfer	Other

Relationships

Registered with (2)

→ L•••••• I•••••••••Registered adviserregistration: current employment
Oct 24, 2017 to presentfactForm ADV
→ L••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 19, 2005 to Oct 4, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98954160-66c9-7db5-d5ac-b1740dad1958
First observed: Aug 19, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.