DFX Intelligence

E••••• K••••••••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

E••••• K••••••••• F••••••••

Advisor at P••••••••• • A• E••••••••• C••••••

Pasadena, CA | OWINGS MILLS, MD

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Search this name across graphsid dfx:ria:9897119e-2547-3641-bed5-d48021f3799c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 20, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• • A• E••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• • A• E••••••••• C••••••	Independent wealth	Jan 7, 2025	n/a	yes	Pasadena, CA\|OWINGS MILLS, MD	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 5, 2024	Aug 29, 2024	no	STE 400, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	P••••••••• • A• E••••••••• C••••••	Aug 29, 2024	Jan 7, 2025	131	Firm change	Ibd to RIA
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	Nov 29, 2023	Mar 5, 2024

Relationships

Registered with (4)

→ P••••••••• • A• E••••••••• C••••••Registered adviserregistration: current employment
Jan 7, 2025 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 5, 2024 to Aug 29, 2024factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 25, 2019 to Nov 29, 2023factForm ADV
→ 1•• G••••• A••••••• I••

Dated events

Occurred
Aug 29, 2024
Advisor changed firm
E••••• K••••••••• F•••••••• left C••••• I••••••••• A••••••• L•• for P••••••••• • A• E••••••••• C•••••• (registered 2025-01-07)
Form ADVobserved 7 days ago
Occurred
Nov 29, 2023
Advisor changed firm
E••••• K••••••••• F•••••••• left A•••••• A••••••• S••••••• for C••••• I••••••••• A••••••• L•• (registered 2024-03-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9897119e-2547-3641-bed5-d48021f3799c
First observed: Dec 20, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.