DFX Intelligence

K•••••• G•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

K•••••• G•••• W•••••

Advisor at W••••• I•••••••••

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:98991b7b-8345-2d5d-5622-699b67347ecd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 7, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 33derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• I•••••••••	Independent wealth	Mar 29, 1993	n/a	yes	LAS VEGAS, NV	Current employment
W• M••••• F••••• L••	n/a	Aug 9, 2011	Dec 31, 2011	no	NOVATO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W• M••••• F••••• L••	n/a	Dec 31, 2011	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ W••••• I•••••••••Registered adviserregistration: current employment
Mar 29, 1993 to presentfactForm ADV
→ W• M••••• F••••• L••Registered adviserregistration: previous registration
Aug 9, 2011 to Dec 31, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98991b7b-8345-2d5d-5622-699b67347ecd
First observed: Aug 9, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.