DFX Intelligence

K••• • L••• F•••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

K••• • L••• F•••••••• M••••••••• L••

CRD 292851

GREENVILLE, NC

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Search this name across graphsid dfx:ria:989e0bf4-df98-8831-5e67-8c0159acc1ee

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2026 to Mar 24, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $75.0M••• Locked
Discretionary RAUM: $75.0M
Private client RAUM: $75.0Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 0

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• J• L•••	n/a	GREENVILLE, NC	8	15	2	no
D•• F•••••••• K•••	Certified Financial Planner	GREENVILLE, NC	8	17

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F•••• C•••••• A••••••• S•••••••	2	Mar 8, 2018	Mar 30, 2018	FORT WORTH, TX	Team lift out	Ibd to state RIA	0.5%

Relationships

Registered with (2)

← D•• F•••••••• K•••Advisorregistration: current employment
Mar 30, 2018 to presentfactForm ADV
← T••••• J• L•••Advisorregistration: current employment
Mar 23, 2018 to presentfactForm ADV

Moved with (1)

← F•••• C•••••• A••••••• S•••••••Registered adviser2 advisors, team lift out, same day
Mar 8, 2018 to Mar 30, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:989e0bf4-df98-8831-5e67-8c0159acc1ee
First observed: Mar 24, 2026
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.