DFX Intelligence

E••••• P•••••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

E••••• P•••••• H•••••••••

Advisor at O••••••••• • C•• I•••

NEW YORK, NY

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Search this name across graphsid dfx:ria:98ae3c0d-66b3-db31-7448-b5e16919d166

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Sep 6, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E••••• P•••••• H•••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 9, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Nov 23, 2019	n/a	yes	NEW YORK, NY	Current employment
O••••••••• A•••• M•••••••••	Bd affiliated wealth	Sep 6, 2005	Jan 8, 2020	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• A•••• M•••••••••	O••••••••• • C•• I•••	Jan 8, 2020	Nov 23, 2019	-46	Firm change after gap	RIA to ibd

Relationships

Registered with (2)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Nov 23, 2019 to presentfactForm ADV
→ O••••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Sep 6, 2005 to Jan 8, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98ae3c0d-66b3-db31-7448-b5e16919d166
First observed: Sep 6, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.