DFX Intelligence

L•••• D•••••• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

L•••• D•••••• V••••

Advisor at N••••••• T•••• I••••••••• I•••••••••

New York, NY | CHICAGO, IL

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Search this name across graphsid dfx:ria:98b3b896-65df-4176-47d7-9fb2b5e8f940

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Oct 5, 1994 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• T•••• I••••••••• I•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 5, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Current registrations: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• T•••• I••••••••• I•••••••••	Asset manager	Jan 13, 2025	n/a	yes	CHICAGO, IL\|New York, NY	Current employment

Relationships

Registered with (1)

→ N••••••• T•••• I••••••••• I•••••••••Registered adviserregistration: current employment
Jan 13, 2025 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98b3b896-65df-4176-47d7-9fb2b5e8f940
First observed: Oct 5, 1994
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.