J••• M• D••••••

Advisor at R•••••• J•••• • A••••••••• I•••

Miami, FL | Coral Gables, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:98bec56b-7ab0-0263-6422-462382d50784

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 26, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 30, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Sep 6, 2016	n/a	yes	Miami, FL\|Coral Gables, FL	Current employment
D••••••• B••• S••••••••• I•••	No RAUM reported	Jan 14, 2009	Sep 6, 2016	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• B••• S••••••••• I•••	R•••••• J•••• • A••••••••• I•••	Sep 6, 2016	Sep 6, 2016	0	Bulk transfer	Other
U•• I••••••••• I•••	D••••••• B••• S••••••••• I•••	Nov 24, 2008	Jan 14, 2009

Relationships

Registered with (4)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Sep 6, 2016 to presentfactForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 14, 2009 to Sep 6, 2016factForm ADV
→ U•• I••••••••• I•••Registered adviserregistration: previous registration
Jun 3, 2002 to Nov 24, 2008factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98bec56b-7ab0-0263-6422-462382d50784
First observed: Feb 26, 1993
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.