DFX Intelligence

A••••• S•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor20 years in industry

A••••• S•••• W•••••••

Advisor at W•••••••• W••••• D•••••• L••

FAYETTEVILLE, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:98c193bf-d533-ab7a-b207-f6e9e527d6d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••••• W••••• D•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••••• W••••• D•••••• L••	Independent wealth	Jun 4, 2026	n/a	yes	FAYETTEVILLE, AR	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	May 31, 2018	Jun 12, 2026	no	FAYETTEVILLE, AR\|Fayetteville, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	W•••••••• W••••• D•••••• L••	Jun 12, 2026	Jun 4, 2026	-8	Firm change	Ibd to new firm
A••••• W••••• M•••••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jun 11, 2018	May 31, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:342236:AR:2026-06-12	Jun 12, 2026	Jun 4, 2026	FAYETTEVILLE, AR	Firm change
42057:149018:AR:2018-06-11	Jun 11, 2018	May 31, 2018	FAYETTEVILLE, AR	Firm change

Relationships

Registered with (3)

→ W•••••••• W••••• D•••••• L••Registered adviserregistration: current employment
Jun 4, 2026 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
May 31, 2018 to Jun 12, 2026factForm ADV
→ A••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 26, 2006 to Jun 11, 2018factForm ADV

Dated events

Occurred
Jun 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98c193bf-d533-ab7a-b207-f6e9e527d6d0
First observed: May 26, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.