DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••• A••••••• P•••••••
NEW YORK, NY | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••• A••••••• P••••••• | Bd affiliated wealth | Jul 17, 2026 | n/a | yes | NEW YORK, NY|Houston, TX | Current employment |
| U••• C•••••• W••••• A•••••••• L•• | Bd affiliated wealth | May 12, 2022 | Jul 21, 2026 | no | HOUSTON, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••• C•••••• W••••• A•••••••• L•• | A••• A••••••• P••••••• | Jul 21, 2026 | Jul 17, 2026 | -4 | Bulk transfer | Ibd to ibd |
| U•• F•••••••• S••••••• I••• | U••• C•••••• W••••• A•••••••• L•• | Jun 6, 2022 | May 12, 2022 |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jan 22, 2009 | Jun 6, 2022 | no | HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jan 26, 2009 | no | HOUSTON, TX | Previous registration |
| M••••• S•••••• D• I••• | n/a | Dec 17, 1990 | Apr 2, 2007 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| -25 |
| Firm change |
| Wirehouse to ibd |
| M••••• S•••••• • C•• L•• | U•• F•••••••• S••••••• I••• | Jan 26, 2009 | Jan 22, 2009 | -4 | Bulk transfer | Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |