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Reading the graph
Advisor at FARTHER
DALLAS, TX | SAN FRANCISCO, CA | IRVING, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Farther | Independent wealth | Jul 3, 2025 | n/a | yes | SAN FRANCISCO, CA|IRVING, TX|DALLAS, TX | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Nov 9, 2023 | Jul 7, 2025 | no | DALLAS, TX|Dallas, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 15, 2022 | Mar 7, 2023 | no | SEATTLE, WA | Previous registration |
| ADAMS FINANCIAL CONCEPTS, LLC | Former SEC adviser | Aug 24, 2021 | Aug 30, 2022 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | Farther | Jul 7, 2025 | Jul 3, 2025 | -4 | Firm change | Ibd to RIA |
| UBS FINANCIAL SERVICES INC. | RBC CAPITAL MARKETS, LLC | Mar 7, 2023 | Nov 9, 2023 | 247 | Firm change | Wirehouse to ibd |
| ADAMS FINANCIAL CONCEPTS, LLC | UBS FINANCIAL SERVICES INC. | Aug 30, 2022 | Jun 15, 2022 | -76 | Firm change after gap | RIA to wirehouse |