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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Sparks, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 27, 2024 | n/a | yes | Sparks, MD | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 1, 2005 | Aug 29, 2024 | no | COLUMBIA, MD|COLUMBIA, MD|TIMONIUM, MD|SPARKS, MD | Previous registration |
| MONY SECURITIES CORPORATION | n/a | Oct 4, 2000 | Jun 1, 2005 | no | TOWSON, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Aug 29, 2024 | Aug 27, 2024 | -2 | Firm change | Ibd to ibd |
| MONY SECURITIES CORPORATION | EQUITABLE ADVISORS, LLC | Jun 1, 2005 | Jun 1, 2005 | 0 | Bulk transfer | Other |