This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 6, 2006earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Jun 6, 2006

First registration

Oct 2, 2015

Dual registered

yes, broker-dealer

Other names

BRAIN D JOHNSON|BRIAN D JOHNSON|BRIAN DAVID JOHNSON|BRIAN DAVID DAVID JOHNSON|BRIAN DAVID JOHNSON

IAPD individual key

4968914

• Occurred

  Dec 1, 2023
  Advisor changed firm

  Brian Johnson left Oppenheimer & Co. Inc. for J.P. Morgan Securities Llc (registered 2024-01-23)

  Form ADVobserved 4 days ago
• Occurred

  Sep 8, 2023
  Advisor changed firm

  Brian Johnson left Ubs Financial Services Inc. for Oppenheimer & Co. Inc. (registered 2023-09-08)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:98de9429-86da-707e-e157-16b6d4e1fa8a

First observed

Oct 2, 2015

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.