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Advisor at LPL FINANCIAL LLC
GAINESVILLE, FL | JONESVILLE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 19, 2022 | n/a | yes | JONESVILLE, FL|GAINESVILLE, FL | Current employment |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Feb 1, 2006 | May 24, 2022 | no | JONESVILLE, FL|OCALA, FL|OCALA, FL|GAINESVILLE, FL|GAINESVILLE, FL|WAVERLY, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUNA BROKERAGE SERVICES, INC. | LPL FINANCIAL LLC | May 24, 2022 | May 19, 2022 | -5 | Bulk transfer | Ibd to RIA |