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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

TAMMY R ASHTON

Advisor at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

PEORIA, IL | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:98eefeb3-4f54-9486-6e0f-cae773e4a528

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 29, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 29, 2006
First registration: Aug 30, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4865605

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED	Bd affiliated wealth	May 24, 2010	n/a	yes	ST. LOUIS, MO\|PEORIA, IL\|ST. LOUIS, MO	Current employment
BFE ASSET MANAGEMENT, LLC	n/a	Dec 9, 2009	May 24, 2010	no	ST. LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Dec 10, 2009	no	PEORIA, IL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Aug 30, 2006	Jan 1, 2008	no	PEORIA, IL\|PEORIA, IL\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BFE ASSET MANAGEMENT, LLC	BENJAMIN F. EDWARDS & COMPANY, INCORPORATED	May 24, 2010	May 24, 2010	0	Firm change	Other
WELLS FARGO ADVISORS	BFE ASSET MANAGEMENT, LLC	Dec 10, 2009	Dec 9, 2009	-1	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
May 24, 2010 to presentfactForm ADV
→ BFE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 9, 2009 to May 24, 2010factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Dec 10, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Aug 30, 2006 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.