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D••••• M•••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

D••••• M•••••• W••••••

Advisor at K••••• A••••••• S•••••••• L••

AUSTIN, TX | Wayne, PA

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Search this name across graphsid dfx:ria:98f1287e-37a4-40bf-295a-05d07a89ab4a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 31, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 28, 2023	n/a	yes	Wayne, PA\|AUSTIN, TX	Current employment
W••••• C••	Former SEC adviser	May 11, 2022	Apr 10, 2023	no	CHERRY HILL, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• C••	K••••• A••••••• S•••••••• L••	Apr 10, 2023	Aug 28, 2023	140	Firm change	RIA to ibd
V••••••• A•••••••• I•••	W••••• C••	May 11, 2022	May 11, 2022

Relationships

Registered with (4)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 28, 2023 to presentfactForm ADV
→ W••••• C••Registered adviserregistration: previous registration
May 11, 2022 to Apr 10, 2023factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 13, 2020 to May 11, 2022factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Apr 10, 2023
Advisor changed firm
D••••• M•••••• W•••••• left W••••• C•• for K••••• A••••••• S•••••••• L•• (registered 2023-08-28)
Form ADVobserved 7 days ago
Occurred
May 11, 2022
Advisor changed firm
D••••• M•••••• W•••••• left V••••••• A•••••••• I••• for W••••• C•• (registered 2022-05-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98f1287e-37a4-40bf-295a-05d07a89ab4a
First observed: Jan 31, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.