DFX Intelligence

S••••• L•• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

S••••• L•• W••••

Advisor at O• I••••••••• M••••••••• C•

Greenwood Village, CO

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Search this name across graphsid dfx:ria:98f2a452-d213-713b-27e0-acec955f3b2f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O• I••••••••• M••••••••• C•
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 19, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Jan 29, 2019	n/a	yes	Greenwood Village, CO	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Feb 15, 2017	Nov 9, 2018	no	DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	O• I••••••••• M••••••••• C•	Nov 9, 2018	Jan 29, 2019	81	Firm change	Ibd to ibd
C•••••••• I••••••••• R••••••• A•••••••• I•••	S••••••••• A•••••• A•••••••• I•••	Mar 15, 2017	Feb 15, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:110518:CO:2017-03-15	Mar 15, 2017	Feb 15, 2017	DENVER, CO	Firm change

Relationships

Registered with (5)

→ O• I••••••••• M••••••••• C•Registered adviserregistration: current employment
Jan 29, 2019 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 15, 2017 to Nov 9, 2018factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 17, 2016 to Mar 15, 2017factForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98f2a452-d213-713b-27e0-acec955f3b2f
First observed: Jun 25, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.