DFX Intelligence

S•••• J••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor12 years in industry

S•••• J••••• C••••••

Advisor at I•• W••••• A••••••• L••

SILVERDALE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:98f81ef9-d8ee-0f9d-1a07-164d399e5a8b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 13, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• A••••••• L••	Independent wealth	Dec 22, 2022	n/a	yes	SILVERDALE, PA	Current employment
G••••• A••••••• S•••••••• L••	Independent wealth	Oct 13, 2015	Nov 22, 2022	no	Souderton, PA\|SOUDERTON, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• A••••••• S•••••••• L••	I•• W••••• A••••••• L••	Nov 22, 2022	Dec 22, 2022	30	Firm change	RIA to RIA

Relationships

Registered with (2)

→ I•• W••••• A••••••• L••Registered adviserregistration: current employment
Dec 22, 2022 to presentfactForm ADV
→ G••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 13, 2015 to Nov 22, 2022factForm ADV

Dated events

Occurred
Nov 22, 2022
Advisor changed firm
S•••• J••••• C•••••• left G••••• A••••••• S•••••••• L•• for I•• W••••• A••••••• L•• (registered 2022-12-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98f81ef9-d8ee-0f9d-1a07-164d399e5a8b
First observed: Oct 13, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.