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CRD 285263
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| G•••••• L•••••• R••••••••• | n/a | Houston, TX | MIAMI, FL | 1 | 10 | n/a | no |
| A••••• A•••••• C•••• | Chartered Financial Analyst | MIAMI, FL | 1 | 12 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•••••• C••••• A••••• | PRINCIPAL OFFICER AND CHIEF COMPLIANCE OFFICER | Na | yes | 08/2016 | Mar 27, 2026 | Mar 27, 2026 |
| C••••••••• M• I••••••••• | SOLE SHAREHOLDER | E | yes | 08/2016 | Mar 27, 2026 | Mar 27, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M• C•••••• G• L• | n/a | n/a | n/a | N | yes | n/a |
| M• P••••••• I••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| M•••••• Y• G••••• C•••••• A•••••••• S••• D• C••• A••••••• E• I••••••••• I••••••••• |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.0B | $2.5B | 21.2% | $1.7B | 20.1% | 14 | 8 | 0 | 0 |
| no |
| N••••• A•••• F••••• | n/a | MIAMI, FL | Houston, TX | 1 | 14 | 1 | no |
| F•••••••• D• B•••• E••••••• C••••• | n/a | MIAMI, FL | HOUSTON, TX | 1 | 10 | n/a | no |
| F•••••••• G••••• L••••• | n/a | MIAMI, FL | 1 | 10 | n/a | no |
| A•••••• J••• B••••• C••••• L••••• | n/a | HOUSTON, TX | MIAMI, FL | 0 | 13 | n/a | no |
| L••• F••••••• J•••••• P•••• | n/a | SPRING, TX | MIAMI, FL | 0 | 14 | n/a | no |
| SOLE SHAREHOLDER |
| E |
| yes |
| 08/2016 |
| Sep 22, 2016 |
| Mar 28, 2024 |
| M•••••• S•••• M••••••• | Shareholder | C | yes | 06/2016 | Sep 22, 2016 | Mar 28, 2024 |
| n/a |
| n/a |
| N |
| yes |
| n/a |
| $3.0B |
| $3.0B |
| 14 |
| 9 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 19, 2025 | $2.5B | $2.5B | 8 | 5 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $2.0B | $2.0B | 7 | 3 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $1.7B | $1.7B | 7 | 3 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $2.0B | $2.0B | 7 | 4 | 0 | n/a | n/a |
| 2020 | Mar 11, 2021 | $1.5B | $1.5B | 6 | 3 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | $788M | $788M | 5 | 3 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $495M | $495M | 4 | 3 | 0 | n/a | n/a |
| 2017 | Mar 27, 2018 | $471M | $471M | 3 | 2 | 0 | n/a | n/a |
| 2016 | Feb 22, 2017 | $360M | $360M | 1 | 1 | n/a | n/a | n/a |