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J••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

J••••• R••••

Advisor at N••••••••• W••••• P•••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:99024d62-dab7-d885-cda1-156c7638706e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 11, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• W••••• P•••••••• L••	Independent wealth	Aug 12, 2025	n/a	yes	NEW YORK, NY	Current employment
N•• E••• W•••••	Bd affiliated wealth	May 17, 2022	Aug 5, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•• E••• W•••••	N••••••••• W••••• P•••••••• L••	Aug 5, 2025	Aug 12, 2025	7	Firm change	Ibd to RIA
U•• F•••••••• S••••••• I•••	N•• E••• W•••••	May 27, 2022

Relationships

Registered with (3)

→ N••••••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Aug 12, 2025 to presentfactForm ADV
→ N•• E••• W•••••Registered adviserregistration: previous registration
May 17, 2022 to Aug 5, 2025factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
May 11, 2022 to May 27, 2022factForm ADV

Dated events

Occurred
Aug 5, 2025
Advisor changed firm
J••••• R•••• left N•• E••• W••••• for N••••••••• W••••• P•••••••• L•• (registered 2025-08-12)
Form ADVobserved 7 days ago
Occurred
May 27, 2022
Advisor changed firm
J••••• R•••• left U•• F•••••••• S••••••• I••• for N•• E••• W••••• (registered 2022-05-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99024d62-dab7-d885-cda1-156c7638706e
First observed: May 11, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.