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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

GREGG WILLIAM LAPENTA

Advisor at CETERA INVESTMENT ADVISERS LLC

Sparks, NV | RENO, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99035094-e89a-7bd9-5006-8601e8a5213a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 9, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 9, 2002
First registration: Jul 19, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4515946

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	RENO, NV\|Sparks, NV	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Apr 15, 2004	Apr 3, 2018	no	RENO, NV\|RENO, NV\|RENO, NV\|SPARKS, NV\|RENO, NV\|CARSON CITY, NV\|DAYTON, NV\|CARSON CITY, NV\|MINDEN, NV\|CARSON CITY, NV	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 19, 2002	Apr 9, 2004	no	RENO, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Apr 3, 2018	Jun 29, 2023	1,913	Firm change after gap	RIA to ibd
EQUITABLE ADVISORS, LLC	CUNA BROKERAGE SERVICES, INC.	Apr 9, 2004	Apr 15, 2004	6	Firm change	Other

Relationships

Registered with (3)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Apr 15, 2004 to Apr 3, 2018factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 19, 2002 to Apr 9, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99035094-e89a-7bd9-5006-8601e8a5213a
First observed: Jul 19, 2002
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GREGG WILLIAM LAPENTA

Advisor at CETERA INVESTMENT ADVISERS LLC

Sparks, NV | RENO, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99035094-e89a-7bd9-5006-8601e8a5213a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:37 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CETERA INVESTMENT ADVISERS LLC

Bd affiliated wealth

Jun 29, 2023

n/a

yes

RENO, NV|Sparks, NV

Current employment

CUNA BROKERAGE SERVICES, INC.

Former SEC adviser

Apr 15, 2004

Apr 3, 2018

Previous registration

EQUITABLE ADVISORS, LLC

National bd RIA

Jul 19, 2002

Apr 9, 2004

RENO, NV

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CUNA BROKERAGE SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

Apr 3, 2018

Jun 29, 2023

1,913

Firm change after gap

RIA to ibd

EQUITABLE ADVISORS, LLC

CUNA BROKERAGE SERVICES, INC.

Apr 9, 2004

Apr 15, 2004

Firm change

Other