DFX Intelligence

M••• A••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

M••• A••••• M••••••

Advisor at F•••• T•••• S••••••••• I•••

DELAWARE, OH

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Dec 9, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• T•••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 7, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Nov 19, 2025	n/a	yes	DELAWARE, OH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 7, 2024	Nov 26, 2025	no	Delaware, OH\|FORT MILL, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	F•••• T•••• S••••••••• I•••	Nov 26, 2025	Nov 19, 2025	-7	Firm change	Ibd to ibd
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	May 9, 2024	Jun 7, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:6413:CA:2024-05-02	May 9, 2024	Jun 7, 2024	EL SEGUNDO, CA	Firm change

Relationships

Registered with (5)

→ F•••• T•••• S••••••••• I•••Registered adviserregistration: current employment
Nov 19, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 7, 2024 to Nov 26, 2025factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to May 9, 2024factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Order

Occurred
26 Nov 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
9 May 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 9, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.