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T•••••• J••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

T•••••• J••••• T•••••••

Advisor at R•••• A••••••• S•••••••• I•••

Oro Valley, AZ

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Search this name across graphsid dfx:ria:991ef9a9-9c80-10b5-1a6e-8010cf69c50e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• A••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• A••••••• S•••••••• I•••	Independent wealth	Oct 12, 2022	n/a	yes	Oro Valley, AZ	Current employment
S••••• A•••• M••••••••• U•• I•••	Mixed wealth	Aug 12, 2016	Oct 4, 2022	no	SANTA YSABEL, CA\|DARIEN, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A•••• M••••••••• U•• I•••	R•••• A••••••• S•••••••• I•••	Oct 4, 2022	Oct 12, 2022	8	Firm change	RIA to RIA
S•••••• N••••••• • C••••••• I•••••••••	S••••• A•••• M••••••••• U•• I•••	Aug 11, 2016	Aug 12, 2016

Relationships

Registered with (5)

→ R•••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Oct 12, 2022 to presentfactForm ADV
→ S••••• A•••• M••••••••• U•• I•••Registered adviserregistration: previous registration
Aug 12, 2016 to Oct 4, 2022factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Jan 31, 2012 to Aug 11, 2016factForm ADV
→ W•••••• S••••••••• I•••

Dated events

Occurred
Oct 4, 2022
Advisor changed firm
T•••••• J••••• T••••••• left S••••• A•••• M••••••••• U•• I••• for R•••• A••••••• S•••••••• I••• (registered 2022-10-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:991ef9a9-9c80-10b5-1a6e-8010cf69c50e
First observed: May 23, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.