DFX Intelligence

F• J••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

F• J••• D•••••••

Advisor at S••••• M•••••••••

NORTH LITTLE ROCK, AR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 24, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• M•••••••••	Independent wealth	Jan 1, 2025	n/a	yes	NORTH LITTLE ROCK, AR	Current employment
F•••• F•••••••• S•••••••• L••	Independent wealth	Mar 1, 2024	Jul 16, 2024	no	LITTLE ROCK, AR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F•••••••• S•••••••• L••	S••••• M•••••••••	Jul 16, 2024	Jan 1, 2025	169	Firm change	RIA to RIA
S••••• M•••••••••	F•••• F•••••••• S•••••••• L••	Mar 5, 2024	Mar 1, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
127145:329276:AR:2024-03-05	Mar 5, 2024	Mar 1, 2024	NORTH LITTLE ROCK, AR	Firm change
134139:127145:AR:2018-11-06	Nov 8, 2018	Nov 1, 2018	LITTLE ROCK, AR	Firm change

Relationships

Registered with (5)

→ S••••• M•••••••••Registered adviserregistration: previous registration
Nov 1, 2018 to Mar 5, 2024factForm ADV
→ F•••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 1, 2024 to Jul 16, 2024factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 13, 2016 to Nov 8, 2018factForm ADV
→ K••••• A••••••• S•••••••• L••

Dated events

Order

Occurred
16 Jul 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
5 Mar 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 24, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.