DFX Intelligence

S•••••• W•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst33 years in industry

S•••••• W•••• B••••••

Advisor at M••••• F••••••••• L••

WALTHAM, MA

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Search this name across graphsid dfx:ria:992727b6-a9aa-ca44-dc49-add267a05d79

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 29, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• F••••••••• L••	Independent wealth	Aug 25, 2025	n/a	yes	WALTHAM, MA	Current employment
A••••• F•••••••• A•••••••	n/a	Jan 19, 2007	Sep 2, 2025	no	ARLINGTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• F•••••••• A•••••••	M••••• F••••••••• L••	Sep 2, 2025	Aug 25, 2025	-8	Firm change	Other

Relationships

Registered with (2)

→ M••••• F••••••••• L••Registered adviserregistration: current employment
Aug 25, 2025 to presentfactForm ADV
→ A••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jan 19, 2007 to Sep 2, 2025factForm ADV

Dated events

Occurred
Sep 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:992727b6-a9aa-ca44-dc49-add267a05d79
First observed: Apr 4, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.