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Advisor at FOCUS ADVISOR SOLUTIONS, LLC
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS ADVISOR SOLUTIONS, LLC | Independent wealth | Oct 11, 2019 | n/a | yes | ST. LOUIS, MO | Current employment |
| BUCKINGHAM STRATEGIC WEALTH, LLC | Former SEC adviser | Oct 11, 2019 | Jul 1, 2024 | no | ST LOUIS, MO | Previous registration |
| GURTIN MUNICIPAL BOND MANAGEMENT | Former SEC adviser | Oct 6, 2014 | Oct 9, 2019 | no | SOLANA BEACH, CA|Rock Hill, MO|Kirkwood, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BUCKINGHAM STRATEGIC WEALTH, LLC | FOCUS ADVISOR SOLUTIONS, LLC | Jul 1, 2024 | Oct 11, 2019 | -1,725 | Firm change after gap | RIA to RIA |
| GURTIN MUNICIPAL BOND MANAGEMENT | BUCKINGHAM STRATEGIC WEALTH, LLC | Oct 9, 2019 | Oct 11, 2019 | 2 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 143323:143319:MO:2024-06-28 | Jul 1, 2024 | Oct 11, 2019 | ST LOUIS, MO | Firm change after gap |