DFX Intelligence

P•••• J••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

P•••• J••• P••••••

Advisor at A•••• L••• W••••• M••••••••• P••

Golden, CO

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Search this name across graphsid dfx:ria:9932bbc8-a85c-4c24-6f2e-f65d0d735afa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• L••• W••••• M••••••••• P••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• L••• W••••• M••••••••• P••	State registered	Jun 17, 2020	n/a	yes	Golden, CO	Current employment
T••••••• W••••• A•••••••• I•••	n/a	Aug 22, 2018	Mar 18, 2020	no	Denver, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• W••••• A•••••••• I•••	A•••• L••• W••••• M••••••••• P••	Mar 18, 2020	Jun 17, 2020	91	Firm change	Other
L•• F•••••••• L••	T••••••• W••••• A•••••••• I•••	Jan 2, 2020	Aug 22, 2018

Relationships

Registered with (4)

→ A•••• L••• W••••• M••••••••• P••Registered adviserregistration: current employment
Jun 17, 2020 to presentfactForm ADV
→ T••••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 22, 2018 to Mar 18, 2020factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 3, 2018 to Jan 2, 2020factForm ADV
→ W•••• F•••• A•••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9932bbc8-a85c-4c24-6f2e-f65d0d735afa
First observed: Aug 15, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.