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J••••• N•••••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst18 years in industry

J••••• N•••••••• P••••

Advisor at C•••• A•••••••

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:99366ea9-82ba-32d5-7ffd-7747ea651d77

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• A•••••••	Independent wealth	May 19, 2022	n/a	yes	SALT LAKE CITY, UT	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Oct 1, 2008	May 15, 2012	no	Houston, TX\|Phoenix, AZ\|HOUSTON, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	C•••• A•••••••	May 15, 2012	May 19, 2022	3,656	Firm change after gap	Wirehouse to RIA
J••• M••••• S••••••••• I•••	J••• M••••• S••••••••• L••	Oct 1, 2008

Relationships

Registered with (3)

→ C•••• A•••••••Registered adviserregistration: current employment
May 19, 2022 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2008 to May 15, 2012factForm ADV
→ J••• M••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2007 to Oct 1, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99366ea9-82ba-32d5-7ffd-7747ea651d77
First observed: Oct 31, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.