DFX Intelligence

S••• M•••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

S••• M•••••• W•••••••

Advisor at C•••••• W••••• P•••••••• L••

CONCORD, NC

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Search this name across graphsid dfx:ria:993eccda-f414-f978-009d-d0978c24cb3c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• P•••••••• L••	State registered	Feb 29, 2024	n/a	yes	CONCORD, NC	Current employment
I••••••••• W•••••• L••	Independent wealth	Mar 3, 2022	Feb 29, 2024	no	TAMPA, FL\|CONCORD, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• W•••••• L••	C•••••• W••••• P•••••••• L••	Feb 29, 2024	Feb 29, 2024	0	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ C•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Feb 29, 2024 to presentfactForm ADV
→ I••••••••• W•••••• L••Registered adviserregistration: previous registration
Mar 3, 2022 to Feb 29, 2024factForm ADV

Dated events

Occurred
Feb 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:993eccda-f414-f978-009d-d0978c24cb3c
First observed: Mar 3, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.