DFX Intelligence

S••••• F•••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

S••••• F•••••••• G•••• L••

CRD 316987

BORING, OR

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Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 5
On other graphs: 0
Observed: Dec 20, 2023 to Mar 31, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $159M••• Locked
Discretionary RAUM: $159M
Private client RAUM: $159Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $79.6Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• H•••••	Certified Financial Planner\|Personal Financial Specialist	BORING, OR	4	11	1	no
T•••• W••••• P••••••••	n/a	BORING, OR	2	11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• B••••	MANAGING PARTNER	D	yes	01/2017	Dec 20, 2023	May 24, 2024
H•••••• N•••••	MANAGING PARTNER & CHIEF COMPLIANCE OFFICER	C	yes	01/2020	Dec 20, 2023	May 24, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• H•••••	n/a	n/a	n/a	N	yes	n/a
N••• H•••••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Lehi	Ut	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$159M	$126M	26.5%	n/a	n/a	4	4	0	0

Relationships

Registered with (2)

← T•••• W••••• P••••••••Advisorregistration: current employment
Mar 7, 2024 to presentfactForm ADV
← B•••• H•••••Advisorregistration: current employment
Aug 9, 2022 to presentfactForm ADV

Controls (2)

← H•••••• N•••••OwnerMANAGING PARTNER & CHIEF COMPLIANCE OFFICER, ownership code C, individual
Dec 20, 2023 to May 24, 2024factForm ADV
← H•••••• B••••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
31 Mar 2026
Ria hq relocated
••• Locked
Form ADV
Occurred
31 Mar 2026
Ria principal change
••• Locked
Form ADV
Occurred
31 Mar 2026
Ria office closed
••• Locked
Form ADV
Occurred
20 Dec 2023
First Form ADV filing
••• Locked
Form ADV

Show 1 bookkeeping event

Occurred
Mar 31, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 20, 2023
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.