DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••• F•••••••• G•••• L••
Latest filing Mar 31, 2026
First filing on the tape Dec 20, 2023 · 5 filings
SEC status approved since Jan 19, 2024
RAUM
$159M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$159M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$79.6M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$159M as of Mar 31, 2026
Mar 29, 2024$100M then
HNW client RAUM$104M as of Mar 31, 2026
Mar 29, 2024$55.9M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 29, 20241 then
Employees (5.A)4 as of Mar 31, 2026
Mar 29, 20244 then
Private funds: no history
RAUM +26% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $79.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 107derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $747,498derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$104M66%
- Individuals$54.9M34%
- Individual clients
- 167reported
- HNW clients
- 46reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 213reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• H•••••Certified Financial Planner, Personal Financial Specialist | Boring, Or | Aug 9, 2022 | 11 y | 1 |
| T•••• W••••• P•••••••• | Boring, Or | Mar 7, 2024 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••• H••••• from A•••••• A••••••• S•••••••Aug 9, 2022 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• B•••• · Managing Partnercontrolsince 01/2017 · owns 50% to 75%
- H•••••• N••••• · Managing Partner & Chief Compliance Officercontrolsince 01/2020 · owns 25% to 50%
Related persons
Schedule D 7.A
- B•••• H•••••insurancen
- N••• H•••••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boring, Or · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lehi, UT1 employees
What changed
consecutive filings, newest first
- Accounts · 206 to 213Mar 21, 2025 to Mar 31, 2026
- HNW clients · 34 to 46Mar 21, 2025 to Mar 31, 2026
- Individual clients · 172 to 167Mar 21, 2025 to Mar 31, 2026
- HQ city · FAIRVIEW to BORINGMar 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $126M to $159MMar 21, 2025 to Mar 31, 2026
- HNW RAUM · $74.3M to $104MMar 21, 2025 to Mar 31, 2026
- Individual RAUM · $51.6M to $54.9MMar 21, 2025 to Mar 31, 2026
- RAUM · $126M to $159MMar 21, 2025 to Mar 31, 2026
- Accounts · 425 to 206May 24, 2024 to Mar 21, 2025
- Advisory employees · 1 to 2May 24, 2024 to Mar 21, 2025
- HNW clients · 23 to 34May 24, 2024 to Mar 21, 2025
- Individual clients · 164 to 172May 24, 2024 to Mar 21, 2025
- Financial planning clients · 101-250 to 101-250May 24, 2024 to Mar 21, 2025
- State-registered IARs · 1 to 2May 24, 2024 to Mar 21, 2025
- Other offices · 1 to 0May 24, 2024 to Mar 21, 2025
- Discretionary RAUM · $100M to $126MMay 24, 2024 to Mar 21, 2025
- HNW RAUM · $55.9M to $74.3MMay 24, 2024 to Mar 21, 2025
- Individual RAUM · $44.4M to $51.6MMay 24, 2024 to Mar 21, 2025
- RAUM · $100M to $126MMay 24, 2024 to Mar 21, 2025
- Accounts · 426 to 425Dec 20, 2023 to Mar 29, 2024
- HNW clients · 26 to 23Dec 20, 2023 to Mar 29, 2024
- Individual clients · 157 to 164Dec 20, 2023 to Mar 29, 2024
- Assets in custody · 59000000.0 to unsetDec 20, 2023 to Mar 29, 2024
- Custody of client assets · true to falseDec 20, 2023 to Mar 29, 2024
- Discretionary RAUM · $108M to $100MDec 20, 2023 to Mar 29, 2024
- HNW RAUM · $63.6M to $55.9MDec 20, 2023 to Mar 29, 2024
- Individual RAUM · $44.3M to $44.4MDec 20, 2023 to Mar 29, 2024
- RAUM · $108M to $100MDec 20, 2023 to Mar 29, 2024
Signals
1 dated events
- S••••• F•••••••• G•••• L•• filed its initial SEC registration (Form ADV)Dec 20, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c•••••••••@s•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 503-667-5355reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 503-667-5369reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 503-663-8411reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/stradafg;reportedpublic record, Form ADV, Sep 18, 2026
- Website
- s•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-667-5355reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- s•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- s•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026