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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Christopher Enger

Advisor at J.P. MORGAN SECURITIES LLC

SARASOTA, FL

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Search this name across graphsid dfx:ria:9946c7bd-6e79-45fb-1db0-dfe4d8c5cade

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 19, 2013
First registration: Jan 6, 2014
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER MARTIN ENGER|Christopher Enger|Chris Enger|Christopher M Enger
IAPD individual key: 6255413

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 10, 2024	n/a	yes	SARASOTA, FL	Current employment
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Apr 14, 2020	Jan 11, 2024	no	Siesta Key, FL	Previous registration
Thinkbetter	Former SEC adviser	Jun 14, 2019	Nov 23, 2021	no	LUGUILLO, PR	Previous registration
AVIANCE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jan 6, 2014	May 28, 2019	no	SARASOTA, FL\|SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROBERT W. BAIRD & CO. INCORPORATED	J.P. MORGAN SECURITIES LLC	Jan 11, 2024	Jan 10, 2024	-1	Firm change	RIA to wirehouse
Thinkbetter	ROBERT W. BAIRD & CO. INCORPORATED	Nov 23, 2021	Apr 14, 2020	-588	Firm change after gap	Other
AVIANCE CAPITAL MANAGEMENT, LLC	Thinkbetter	May 28, 2019	Jun 14, 2019	17	Firm change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jan 10, 2024 to presentfactForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Apr 14, 2020 to Jan 11, 2024factForm ADV
→ THINKBETTERRegistered adviserregistration: previous registration
Jun 14, 2019 to Nov 23, 2021factForm ADV
→ AVIANCE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 6, 2014 to May 28, 2019factForm ADV

Dated events

Occurred
Jan 11, 2024
Advisor changed firm
Christopher Enger left Robert W. Baird & Co. Incorporated for J.P. Morgan Securities Llc (registered 2024-01-10)
Form ADVobserved 5 days ago