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R•••••• J•••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

R•••••• J•••• P••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

LINCOLN, NE

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Search this name across graphsid dfx:ria:9947f323-fb38-8109-c98c-93f876a8ca6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Aug 20, 2025	n/a	yes	LINCOLN, NE	Current employment
S•••••••• I••••••••• C••••••••• G••••• L••	n/a	Jun 22, 2009	Jul 15, 2009	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••• W••••••••• I••••••••• A••••••• I••	S•••••••• I••••••••• C••••••••• G••••• L••	Nov 10, 2009	Jun 22, 2009	-141	Firm change after gap	Other
S•••••••• I••••••••• C••••••••• G••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Jul 15, 2009

Relationships

Registered with (4)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Aug 20, 2025 to presentfactForm ADV
→ F••• W••••••••• I••••••••• A••••••• I••Registered adviserregistration: previous registration
Jan 26, 2005 to Nov 10, 2009factForm ADV
→ S•••••••• I••••••••• C••••••••• G••••• L••Registered adviserregistration: previous registration
Jun 22, 2009 to Jul 15, 2009factForm ADV
→ FEG

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9947f323-fb38-8109-c98c-93f876a8ca6c
First observed: Jul 31, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.