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Advisor at FIRSTRUST FINANCIAL ADVISORS
CONSHOHOCKEN, PA | BALA CYNWYD, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 22, 2016 | n/a | yes | CONSHOHOCKEN, PA|BALA CYNWYD, PA | Current employment |
| FIRSTRUST FINANCIAL ADVISORS | State registered | Sep 3, 2004 | n/a | yes | CONSHOHOCKEN, PA | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 6, 2016 | Jul 25, 2016 | no | PHILADELPHIA, PA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 4, 2011 | Jul 1, 2016 | no | PHILADELPHIA, PA|ORLANDO, FL|PHILADELPHIA, PA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 5, 2002 | Feb 10, 2011 | no | PHILADELPHIA, PA | Previous registration |
| PROGRESS FINANCIAL ADVISORS | n/a | Aug 9, 2001 | Dec 17, 2004 | no | PHILADELPHIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | EQUITABLE ADVISORS, LLC | Jul 25, 2016 | Jul 22, 2016 | -3 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | FIRSTRUST FINANCIAL ADVISORS | Feb 10, 2011 | Sep 3, 2004 | -2,351 | Firm change after gap | Ibd to state RIA |
| PROGRESS FINANCIAL ADVISORS | EQUITABLE ADVISORS, LLC | Dec 17, 2004 | Jul 5, 2002 | -896 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 14251:6627:PA:2016-07-21 | Jul 25, 2016 | Jul 22, 2016 | PHILADELPHIA, PA | Firm change |