DFX Intelligence

C••••••••• P•••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

C••••••••• P•••• S•••••••••

Advisor at K•••••••• W••••• A•••••••• L••

Watkinsville, GA | SAN DIEGO, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 2, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Sep 30, 2024	n/a	yes	SAN DIEGO, CA\|Watkinsville, GA	Current employment
E••••••••• P•••••••• L••	Former SEC adviser	Feb 8, 2019	Apr 2, 2025	no	Athens, GA\|WINCHESTER, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••••• P•••••••• L••	K•••••••• W••••• A•••••••• L••	Apr 2, 2025	Sep 30, 2024	-184	Firm change after gap	RIA to ibd
B• R•••• W••••• M•••••••••	E••••••••• P•••••••• L••	Dec 4, 2018	Feb 8, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
283884:288792:TN:2025-04-02	Apr 2, 2025	Sep 30, 2024	WINCHESTER, TN	Firm change after gap

Relationships

Registered with (5)

→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ E••••••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 8, 2019 to Apr 2, 2025factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 22, 2016 to Dec 4, 2018factForm ADV
→ V•••• F•••••••• A•••••••• I•••

Dated events

Order

Occurred
2 Apr 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 17, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.