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Advisor at VANGUARD ADVISERS, INC.
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Aug 27, 2025 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Apr 14, 2021 | no | PHOENIX, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ|FOUNTAIN HILLS, AZ|SCOTTSDALE, AZ | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Feb 22, 2007 | Jan 3, 2011 | no | PHOENIX, AZ|SCOTTSDALE, AZ|PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | VANGUARD ADVISERS, INC. | Apr 14, 2021 | Aug 27, 2025 | 1,596 | Firm change after gap | Wirehouse to ibd |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |