DFX Intelligence

R•••••• H••••••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

R•••••• H••••••••• C•••••• L••

CRD 315069

AUSTIN, TX

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Search this name across graphsid dfx:ria:995cfea5-c9c0-8391-942b-645e70703852

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 3
Observed: Jun 29, 2022 to Mar 31, 2026
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

R•••••• H••••••••• C•••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

R•••••• H••••••••• C•••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

R•••••• H••••••••• C•••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $964M••• Locked
Discretionary RAUM: $964M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $964Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
L••••• F•••••• B•••••••	n/a	AUSTIN, TX	4	19	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••• I•• L••	Private Equity Fund	$531M	Mar 29, 2024	10	May 25, 2021	reported	021-398786
R•••• I•• L•	Private Equity Fund	$35.8M	Mar 29, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• R•••• D•••	CHAIRMAN, MANAGING DIRECTOR	D	yes	04/2018	Jun 29, 2022	Mar 29, 2024
F••••••• L•••••• E••••••••	PRESIDENT, MANAGING DIRECTOR	D	yes	04/2018	Jun 29, 2022	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••• G• I• L•	n/a	n/a	n/a	Y	yes	n/a
R•••• G• I•• L••	n/a	n/a	n/a	Y	yes	n/a
R•••• G• I•• L•	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$964M	$633M	52.2%	$571M	19.1%	12	11	0	0

Relationships

Advises (4)

→ R•••• I• L•Private fundPrivate Equity Fund, IA
May 25, 2021 to presentfactForm ADV
→ R•••• I•• L••Private fundPrivate Equity Fund, IA
May 25, 2021 to presentfactForm ADV
→ R•••• I•• L•Private fundPrivate Equity Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ R•••• G•••• I• L•Private fund

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$331M
Occurred
Jun 29, 2022
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:995cfea5-c9c0-8391-942b-645e70703852
First observed: Jun 29, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.