DFX Intelligence

T•••••• M••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

T•••••• M••• C•••••

Advisor at K•• G•••• M••••••••• I•••

RAMSEY, NJ

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Search this name across graphsid dfx:ria:9964a361-8c43-d7f1-ef8c-1da18b9cead3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• G•••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 28, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• G•••• M••••••••• I•••	Independent wealth	Jan 21, 2009	n/a	yes	RAMSEY, NJ	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Feb 22, 2005	Jan 29, 2009	no	YONKERS, NY\|RAMSEY, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	K•• G•••• M••••••••• I•••	Jan 29, 2009	Jan 21, 2009	-8	Firm change	Other
U•• F•••••••• S••••••• I•••	O•••• W•••••• I•••	Mar 11, 2005	Feb 22, 2005

Relationships

Registered with (3)

→ K•• G•••• M••••••••• I•••Registered adviserregistration: current employment
Jan 21, 2009 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Feb 22, 2005 to Jan 29, 2009factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 5, 2002 to Mar 11, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9964a361-8c43-d7f1-ef8c-1da18b9cead3
First observed: Apr 5, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.