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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED

CRD 153063

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99688663-d3ff-6687-403b-226924f12eca

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Feb 15, 2012 to Mar 23, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.93 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Private funds: 3Schedule D 7.B(1)
SEC number: 801-71183
CRD: 153063
Filings on the tape: 16
First filed: Feb 15, 2012
Latest filed: Mar 23, 2026
Organised: Corporation
Website: nimco.co.uk

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NORTHWEST FEILONG FUND LIMITED	Hedge Fund	$1.4B	Mar 14, 2024	79	Feb 15, 2012	reported	021-173482
NORTHWEST EUREKA FUND, L.L.L.P.	Hedge Fund	$203M	Mar 16, 2015	2	Mar 26, 2014	dropped	n/a
NORTHWEST P FUND LIMITED	Hedge Fund	$63.3M	Mar 26, 2018	12	Mar 28, 2017	dropped	021-271303
NORTHWEST BONAVENTURA FUND LIMITED	Hedge Fund	$11.9M	Mar 14, 2024	11	Feb 15, 2012	reported	021-173551
NORTHWEST CHINA OPPORTUNITIES FUND LIMITED	Hedge Fund	$9.1M	Mar 14, 2024	10	Feb 15, 2012	reported	021-173550
NORTHWEST WARRANT FUND LIMITED	Hedge Fund	$3.3M	Mar 27, 2019	17	Feb 15, 2012	dropped	021-173552

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HO, ERNEST, LEE HONG	CHIEF COMPLIANCE OFFICER	Na	yes	03/2013	Mar 25, 2013	Mar 14, 2024
PHILIPS, GEORGE, ANDREW	CHIEF EXECUTIVE OFFICER	D	yes	10/2009	Feb 15, 2012	Mar 14, 2024
ROGERS, DAVID, IAN	CHIEF INVESTMENT OFFICER	C	yes	04/2009	Feb 15, 2012	Mar 14, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NORTHWEST INVESTMENT MANAGEMENT (US) LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$1.5B	$1.5B	19	6	0	3	n/a
2024	Mar 12, 2025	$1.5B	$1.5B	19	6	0	3	n/a
2023	Mar 14, 2024	$1.5B	$1.5B	8	7	0	3	$1.4B
2022	Mar 29, 2023	$1.8B	$1.8B	8	7	0	3	$1.6B
2021	Mar 23, 2022	$1.9B	$1.9B	7	6	0	3	$1.8B
2020	Mar 23, 2021	$1.3B	$1.3B	7	6	0	3	$1.2B
2019	Mar 27, 2020	$963M	$963M	7	6	0	3	$926M
2018	Mar 27, 2019	$984M	$984M	7	6	0	4	$951M
2017	Mar 26, 2018	$1.1B	$1.1B	8	7	0	5	$1.1B
2016	Mar 28, 2017	$725M	$725M	7	6	n/a	5	$986M
2015	Mar 24, 2016	$730M	$730M	7	6	n/a	4	$730M
2014	Mar 16, 2015	$1.2B	$1.2B	7	6	n/a	5	$1.2B
2013	Mar 26, 2014	$888M	$888M	8	7	n/a	5	$888M
2012	Mar 25, 2013	$815M	$815M	8	6	n/a	4	$815M
2011	Feb 15, 2012	$733M	$733M	n/a	n/a	n/a	4	$692M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.5B	1.2%	$1.8B	-4.4%	19	19	0	0

Relationships

Advises (6)

→ NORTHWEST CHINA OPPORTUNITIES FUND LIMITEDPrivate fundHedge Fund, IA
Feb 15, 2012 to presentfactForm ADV
→ NORTHWEST FEILONG FUND LIMITEDPrivate fundHedge Fund, IA
Feb 15, 2012 to presentfactForm ADV
→ NORTHWEST BONAVENTURA FUND LIMITEDPrivate fundHedge Fund, IA
Feb 15, 2012 to presentfactForm ADV
→ NORTHWEST WARRANT FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Feb 15, 2012 to Mar 27, 2019factForm ADV
→ NORTHWEST P FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2017 to Mar 26, 2018factForm ADV
→ NORTHWEST EUREKA FUND, L.L.L.P.Private fundHedge Fund, IA, no longer reported
Mar 26, 2014 to Mar 16, 2015factForm ADV

Controls (3)

← PHILIPS, GEORGE, ANDREWOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Feb 15, 2012 to Mar 14, 2024factForm ADV
← ROGERS, DAVID, IANOwnerCHIEF INVESTMENT OFFICER, ownership code C, individual
Feb 15, 2012 to Mar 14, 2024factForm ADV
← HO, ERNEST, LEE HONGOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 25, 2013 to Mar 14, 2024factForm ADV

Dated events

Occurred
Mar 23, 2022
Regulatory AUM changed
Northwest Investment Management (Hong Kong) Limited reported RAUM $1.9B, up 47% from $1.3B (2021-03-23 to 2022-03-23)
Form ADVobserved 6 days ago
$607M
Occurred
Mar 23, 2021
Regulatory AUM changed
Northwest Investment Management (Hong Kong) Limited reported RAUM $1.3B, up 35% from $963.1M (2020-03-27 to 2021-03-23)
Form ADVobserved 6 days ago
$335M
Occurred
Mar 26, 2018
Regulatory AUM changed
Northwest Investment Management (Hong Kong) Limited reported RAUM $1.1B, up 54% from $725.3M (2017-03-28 to 2018-03-26)
Form ADVobserved 6 days ago
$392M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99688663-d3ff-6687-403b-226924f12eca
First observed: Feb 15, 2012
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED

CRD 153063

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99688663-d3ff-6687-403b-226924f12eca

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NORTHWEST FEILONG FUND LIMITED

Hedge Fund

$1.4B

Mar 14, 2024

Feb 15, 2012

reported

021-173482

NORTHWEST EUREKA FUND, L.L.L.P.

Hedge Fund

$203M

Mar 16, 2015

Mar 26, 2014

dropped

n/a

NORTHWEST P FUND LIMITED

Hedge Fund

$63.3M

Mar 26, 2018

Mar 28, 2017

dropped

021-271303

NORTHWEST BONAVENTURA FUND LIMITED

Hedge Fund

$11.9M

Mar 14, 2024

Feb 15, 2012

reported

021-173551

NORTHWEST CHINA OPPORTUNITIES FUND LIMITED

Hedge Fund

$9.1M

Mar 14, 2024

Feb 15, 2012

reported

021-173550

NORTHWEST WARRANT FUND LIMITED

Hedge Fund

$3.3M

Mar 27, 2019

Feb 15, 2012

dropped

021-173552

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HO, ERNEST, LEE HONG

CHIEF COMPLIANCE OFFICER

yes

03/2013

Mar 25, 2013

Mar 14, 2024

PHILIPS, GEORGE, ANDREW

CHIEF EXECUTIVE OFFICER

yes

10/2009

Feb 15, 2012

Mar 14, 2024

ROGERS, DAVID, IAN

CHIEF INVESTMENT OFFICER

yes

04/2009

Feb 15, 2012

Mar 14, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NORTHWEST INVESTMENT MANAGEMENT (US) LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$1.5B

n/a

2024

Mar 12, 2025

$1.5B

n/a

2023

Mar 14, 2024

$1.5B

$1.4B

2022

Mar 29, 2023

$1.8B

$1.6B

2021

Mar 23, 2022

$1.9B

$1.8B

2020

Mar 23, 2021

$1.3B

$1.2B

2019

Mar 27, 2020

$963M

$926M

2018

Mar 27, 2019

$984M

$951M

2017

Mar 26, 2018

$1.1B

2016

Mar 28, 2017

$725M

n/a

$986M

2015

Mar 24, 2016

$730M

n/a

$730M

2014

Mar 16, 2015

$1.2B

n/a

$1.2B

2013

Mar 26, 2014

$888M

n/a

$888M

2012

Mar 25, 2013

$815M

n/a

$815M

2011

Feb 15, 2012

$733M

n/a

$692M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

1.2%

$1.8B

-4.4%