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Advisor at MORGAN STANLEY
Morristown, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Mar 11, 2022 | n/a | yes | Morristown, NJ | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 22, 2015 | Mar 25, 2022 | no | FLORHAM PARK, NJ|HACKETTSTOWN, NJ | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 20, 2008 | Jan 23, 2015 | no | MOUNTAIN LAKES, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Mar 25, 2022 | Mar 11, 2022 | -14 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | UBS FINANCIAL SERVICES INC. | Jan 23, 2015 | Jan 22, 2015 | -1 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:NJ:2022-03-25 | Mar 25, 2022 | Mar 11, 2022 | HACKETTSTOWN, NJ | Firm change |
| 19616:8174:NJ:2015-01-23 | Jan 23, 2015 | Jan 22, 2015 | MOUNTAIN LAKES, NJ | Firm change |