DFX Intelligence

P••• B•••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst30 years in industry

P••• B•••• J••••••

Advisor at L•••••••• A•••• M••••••••• I•••

FRIENDSWOOD, TX

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Search this name across graphsid dfx:ria:996dabea-c516-f243-106e-29bedc0adc11

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 12, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••••• A•••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 21, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••••• A•••• M••••••••• I•••	Independent wealth	Jul 26, 2011	n/a	yes	FRIENDSWOOD, TX	Current employment
S••••• M•••••••••	Independent wealth	May 4, 2009	Aug 19, 2011	no	NORTH LITTLE ROCK, AR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• M•••••••••	L•••••••• A•••• M••••••••• I•••	Aug 19, 2011	Jul 26, 2011	-24	Firm change	Other
S••••••••• C••••	F•••• A••••• A••••••• S•••••••• I•••	May 20, 2009	Jan 3, 2007

Relationships

Registered with (6)

→ L•••••••• A•••• M••••••••• I•••Registered adviserregistration: current employment
Jul 26, 2011 to presentfactForm ADV
→ S••••• M•••••••••Registered adviserregistration: previous registration
May 4, 2009 to Aug 19, 2011factForm ADV
→ S••••••••• C••••Registered adviserregistration: previous registration
Mar 14, 2006 to May 20, 2009factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:996dabea-c516-f243-106e-29bedc0adc11
First observed: Oct 12, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.